Fit & Proper Assessment Framework & Guide
Fit and Proper Assessment Framework and Guide (Downloadable resource) (£175 exc. VAT)
A comprehensive framework and accompanying guide to assist firms in undertaking a fit and proper assessment of its Senior Manager function holders (SMFs), Non-Executive Directors (NEDs) not otherwise holding a SMF and Certified Function holders (CFs).
- Overview of the Fit and Proper Requirements (inc. who they apply to, timings and reporting, etc)
- Assessment framework setting out the checks to be undertaken
- A supporting guide including best practice recommendations
- Understanding of how to evidence compliance