Fit & Proper Assessment Framework & Guide

Fit and Proper Assessment Framework and Guide (Downloadable resource) (£175 exc. VAT)

A comprehensive framework and accompanying guide to assist firms in undertaking a fit and proper assessment of its Senior Manager function holders (SMFs), Non-Executive Directors (NEDs) not otherwise holding a SMF and Certified Function holders (CFs).

  • Overview of the Fit and Proper Requirements (inc. who they apply to, timings and reporting, etc)
  • Assessment framework setting out the checks to be undertaken
  • A supporting guide including best practice recommendations
  • Understanding of how to evidence compliance