Limited Scope firms – Conduct Rule Training for Senior Managers/Individuals
Limited Scope firms – Conduct Rule Training for Senior Managers/Individuals (Live via Teams 1½ hours – £195 pp. exc. VAT) or (Pre-recorded via video presentation – £50 pp. exc. VAT)
- Overview of Individual & Senior Manager Conduct Rules (inc. who they apply to)
- Interactive discussions about applying the SM rules in a variety of scenarios and more generally
- Training obligations
- Breaches of the Conduct Rules and what that means for a Senior Manager
- Reporting breaches