Limited Scope firms – Conduct Rule Training for Senior Managers/Individuals

Limited Scope firms – Conduct Rule Training for Senior Managers/Individuals (Live via Teams 1½ hours – £195 pp. exc. VAT) or (Pre-recorded via video presentation – £50 pp. exc. VAT)

  • Overview of Individual & Senior Manager Conduct Rules (inc. who they apply to)
  • Interactive discussions about applying the SM rules in a variety of scenarios and more generally
  • Training obligations
  • Breaches of the Conduct Rules and what that means for a Senior Manager
  • Reporting breaches