SM&CR

SM&CR (Live via Teams) (2½ hours – £350 pp exc. VAT) or (Pre-recorded via video presentation – £125 pp. exc. VAT)

Understanding the SM&CR regime and its objectives

In-depth understanding the 3 key elements of SM&CR (Senior Manager’s Regime, Certification Regime & the Conduct Rules)

Senior Management Functions

  • Senior Management Functions & Prescribed Responsibilities
  • Statements of Responsibilities and the duty of Responsibility
  • Sharing Senior Management Functions and/or Prescribed Responsibilities
  • The 12-week Rule
  • Regulatory references – evidence requirements, criminal records checks

Certification Regime

  • Certification functions (with emphasis on the Significant Management Certification Function)
  • Performing more than one Certification Function
  • Senior Managers and the Certification Function
  • Fit & Proper assessments and certification

Conduct Rules

  • Individual Conduct Rules (inc. who they apply to) & Senior Manager Conduct Rules
  • Training requirements
  • Reporting breaches of the Conduct Rules

    Purchase this course

    Number of Participants

    Delivery Method

    Full Name

    Company Name

    Email Address

    Phone Number

    Company Address

    Please untick this box if you do not want us to contact you about our services and future events.