SM&CR
SM&CR (Live via Teams) (2½ hours – £350 pp exc. VAT) or (Pre-recorded via video presentation – £125 pp. exc. VAT)
Understanding the SM&CR regime and its objectives
In-depth understanding the 3 key elements of SM&CR (Senior Manager’s Regime, Certification Regime & the Conduct Rules)
Senior Management Functions
- Senior Management Functions & Prescribed Responsibilities
- Statements of Responsibilities and the duty of Responsibility
- Sharing Senior Management Functions and/or Prescribed Responsibilities
- The 12-week Rule
- Regulatory references – evidence requirements, criminal records checks
Certification Regime
- Certification functions (with emphasis on the Significant Management Certification Function)
- Performing more than one Certification Function
- Senior Managers and the Certification Function
- Fit & Proper assessments and certification
Conduct Rules
- Individual Conduct Rules (inc. who they apply to) & Senior Manager Conduct Rules
- Training requirements
- Reporting breaches of the Conduct Rules